Whether your company is brand new or well-established, we are able to deliver exceptional results-orientated securities advice at a reasonable cost.

Securities Offerings and Filings

We provide clients with advice and prepare private placement memoranda and other disclosure documents in connection with securities offerings, including debt and equity private placements under Rules 506(b) and 506(c), real estate funds, healthcare acquisition and development funds, tenant-in-common and Delaware statutory trust offerings, blind pools, and tax exempt private activity and healthcare bonds. We also are available to provide guidance on state and federal securities filings, corporate governance and other securities compliance and regulatory matters.

Broker-Dealer and Investor Relations

Because we understand that relationships are important in the securities business, we also are available to negotiate broker-dealer and selling group arrangements and to provide counsel on fiduciary and investor relations concerns.

Financial Related Charts